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When
last I wrote here, I had presented the steps a writer had to take to craft a
well thought out re-creation of a historical period in any fiction written
by that person.
I detailed how said writer could go about researching the chosen
period and bringing those details to the piece, making the story grounded in
a very real past. This
time around, I'm telling you how to ignore all that and just throw the damn
setting at the wall to shatter like fine crystal, then re-assemble it piece
by piece with chewing gum while sitting in a wind tunnel with a blindfold
over your eyes, and produce something both strange and wondrous
that sort of resembles what it was at first. Alternate
history, also know as counterfactual history, is a fiction that imagines
that the past is not the one we remember, although it's one that could have
happened.
This is a genre that has been coming into its own during the last
decade, although examples of it have been in print since
as far back as 1832.
Among the writers who have imagined alternate pasts have been Harry
Turtledove, Mike Resnick, Robert Harris, Philip K. Dick, Noel Coward and
Winston Churchill.
Among some of the more popular alternatives imagined have been a Nazi
victory in World War Two, a Confederate victory in the Civil War, and a
Roman Empire that never fell. In
addition to the basics involved in how to write a decent alternate history
story, or AltHis (as it shall be referred to hereafter), this article will
pay special attention to how a writer of Beatles fiction can best put these
skills to use.
While some may argue that almost any piece of fanfic may be a de
facto AltHis piece, wherein the Beatles meet someone in the past that they
never encountered (usually an extension of the author), we work here on the
assumption that the piece to be written is a reflection of a more radical
departure from the facts as we remember them. 1)
Propose a "What If?" Scenario The
first step is to start with the basic scenario.
While all writers do this as part of the writing process, there is
also the step for the AltHis writer of asking how history could be
different.
The best way to do this is to ask a basic question that begins with
"What if...?"
This may sound rather simplistic, but what you are doing here is
giving your scenario the comfort test; if you ask this question and think
about it for a few minutes, then find that the possible answer doesn't make
you comfortable, you probably have a scenario that you're not likely to
pursue with all of your gifts and therefore should think of another one to
use. In
asking this question, keep in mind that there are three basic levels of
likelihood for a change to have been made in history that most such
questions asked will fall under: a)
The Possible:
This is a proposed change to history that was very likely to have
happened had things not gone the other way, based on the available evidence
at hand.
A good example is Al Gore winning the 2000 US Presidential election;
how that could have happened has already been argued over ad nauseam. b)
The Probable:
This is a proposed change to history that would have needed a little
help to have turned out differently, but could still have happened because
the likelihood was in the realm of possibility.
An example of this is Napoleon keeping his empire, which would have
required a lot of good generalship and avoiding of some fundamental
mistakes, but which could have been done. c)
The Long Shot:
This is a proposed change that would have needed a lot of help and
some luck to come about, but still is likely within reason.
An example of this is Caesar failing to conquer Gaul, which would
have required Jupiter and the rest of the gods to have really had it in for
him, but still is not an impossibility. As
an example, let's look at a writer who wanted to do an AltHis Paul story who
then asked herself,
"What if Cromwell's Republic never fell?"
After some thought, realizing that she didn't think a Puritanical
England would be something she could write about comfortably, especially
considering what happened to most entertainers under the Roundheads, she
then asks,
"What if the Roman Empire continued on?"
Feeling a lot more comfortable with that proposition as a writer, she
has something to go on now, to the next step, 2)
Study Your History Well Admittedly,
I did in the beginning suggest that you could ignore the facts.
What's actually happening in an AltHis is not the ignoring of the
past, but the altering of it.
And in order to change the past successfully, you must understand it
well enough to be able to alter it in such a way that you can make the
reader accept it as being possible.
(Even some of the worst examples of this in the genre do manage to do
their homework; Harry Turtledove's WORLDWAR series has aliens from a 1950's
B-Movie dropping in on World War II, which by itself is a silly idea, but is
kept from sinking under its own weight by Dr. Turtledove's extensive study
of the major personalities and forces of the 1940s, allowing his human
characters both historic and fictitious to react in a well grounded manner
to a ridiculous premise.) As
far as accomplishing this, everything I said in my earlier piece applies
here as well.
Once you have this under your belt, you can then move to the next
step, 3)
Find a Point of Divergence What
makes an AltHis is that what we remember of the past has been changed.
Often, this change starts with a single event, sometimes a great one
like the outcome of a battle or a small one like a successful first date.
This is known as the point of divergence, the point at which history
takes a different course.
Settling
on a point of divergence for your work happens at the very beginning of
plotting the story.
Once we've asked "What if...?" then the next question
should be "So how did that come about?"
How deeply you need to answer this question depends on whether you
take one of these two types of divergences: a)
The recent past:
Your story might involve a divergence from history that occurs during
the story itself, or shortly before the story begins.
A good example of such a story is "Over There" by Mike
Resnick.
The story begins with Theodore Roosevelt presenting Woodrow Wilson
with his proposal to re-form the Rough Riders to fight for America during
World War I, which did happen in 1917, and in the first paragraphs Roosevelt
coerces the President to authorize its formation, then follows Roosevelt and
his volunteers to their ride over the trenches to their destiny. b)
The prequel:
In such a story, the point of divergence occurred well before the
story begins, and we see the effects of the change many years later.
A good example of this is Esther Friesner's story "Jane's
Fighting Ships," where the point of divergence is in the past,
Napoleon's conquest of England, but the story looks at how this affected the
life of Jane Austen years after the change. The
level of detail required from you as far as determining how such a
divergence comes about depends on how essential it is for the story you are
writing.
Obviously, a piece where the point of divergence is in the recent
past requires a great deal of thought, as it will be essential to the
narrative you are presenting.
A story where the point of divergence is in the prequel may not
require as much thought, depending on the focus of the story and how
essential this is to the tale. Going
back to our example, our writer may be setting her story in the year Anno
Romanarum 2715, looking at the fate of the musically gifted Iacob Saul
Brittaniarum; how the Roman Empire survived long enough for this version of
Paul McCartney to be born may not be material to the story unless it is
essential to the plot (although a brief mention in passing may mollify the
serious history buffs among her readers).
But, what is essential for this or any AltHis to proceed is the next
step, 4)
Plot Out the Changes Once
you've determined that history is going to change from a set point, the next
thing to be done is to trace the effects of such a change.
Much like throwing a rock on a still pond, such changes leave ripples
on the surface; it's in determining this effect after choosing a point of
divergence that the true work begins on a counterfactual. The
amount of work you must do is in inverse proportion to whether you chose a
point of divergence in the recent past or the prequel.
If the past is changing as you write, there's not much plotting you
have to do before writing the story, but if it occurred before the story
began, you have to set down the changes as they are relevant to your story.
A good example of this is the Philip K. Dick classic, The Man in
the High Castle,
where Dick concentrated on what life in Axis-occupied San Francisco
was like as the characters experienced it between hits of dope and readings
of the I-Ching.
Other than mentioning his point of divergence, FDR's assassination in
1932, he presents only those elements in his alternate 1962 that would be
experienced and dealt with by his characters; because he didn't have to
re-fight the entirety of the war for his novel, such details were not
essential for him to work on.
(If he had done such work, it never made it into the final book, so
there's the assumption that those details that were not essential were never
sweated over by him, and therefore you need not knock yourself out either
unless you have a compulsive masochistic streak.) Going
back to our writer and Iacob Saul Brittaniarum, for her purposes all she
needs is a sense of what life would be like for her character's social
strata in Brittania, maybe a few details about life in Roma and Terra Nova
across the Mare Atlanticae, and what type of music her character might
perform.
An emperor's list for the last thousand years or a listing of all the
legions in the Empire and who leads their cohorts, on the other hand, would
be pointless unless they were essential to the story. A
major caveat must be given here:
The level of detail you bring to your piece will dictate to a large
extent the length of your work.
A novel, it need not be mentioned, will per force contain far more
details of such alternatives than a short story; thus, while Len Deighton's
novel SS-GB and Hilary Bailey's short story "The Fall of Frenchy
Steiner" deal with the same scenario, England under Nazi rule, Deighton
has a lot more space to devote attention to the details of such a condition.
But in both works, the characters do the same thing, interact with
their world while accomplishing their immediate goals, which brings us to
the next step, 5)
Don’t Forget the Story You've
gone to great lengths to examine your counterfactual history, and you've
taken great pains to get every little detail set, and you even have a full
notebook of changes over the years from the point of divergence between our
history and your AltHis world's. But
if the story you have is not worth telling, all the work you put into the
details won't be worth a thing. Keep
remembering that first and foremost, as a writer of fiction, you are trying
to tell a good story.
There have been a few AltHis works out there where the
counterfactuals proposed were more important to the writers than the actual
plot (case in point, Gibson and Sterling's The Difference Engine),
and unless you're using the story as a flimsy excuse to discus your views on
history like Edward Bellamy, you owe your readers something more.
It's assumed that before now, you had a story idea that would be
worth telling in such a "What if...?" scenario; if your idea could
just as easily been told in a straight historical setting, you might be
dividing your effort between two projects which would not be serving your
purpose well. As
to our example, our writer of Iacob Saul's problems starts to look at her
research and realize that she can't simply have him be a folk singer; that
would seem to be just as easily set in our world as that one, and would make
all the work she'd done pointless, for if he were just a folk singer in our
history she'd have written the damn story by now. She looks back at her
notes, though, not willing to admit she's wasted her time, and realizes that
if Iacob Saul Brittaniarum were not a freeman (assuming that her
never-ending Roman Empire maintained its institution of slavery), then there
might be a story there to justify all that work... The
Beatles as AltHis Heroes Using
the above as an aid, one can see that there were many opportunities in the
lives of the Beatles for things to have turned out differently around which
you could build a whole story.
Referring back to our three levels of AltHis one could explore with
the Beatles as characters, such a story could be as follows: The
Probable:
One could talk about John Lennon having a deep conversation with Syd
Barrett, who was recording his first album with his band Pink Floyd, The
Piper at the Gates of Dawn, just down the hall at Abbey Road at the time
Sergeant Pepper was being laid down.
In fact, the only thing to keep us from assuming that such a thing
didn't actually happen is that there's no record of it having occurred. The
Possible:
John and Syd do some work on each other's album, with John doing
vocals and some guitar on "The Gnome" and "Flaming"
while Syd does some work overlaying a lead guitar rift during the
orchestrations on "A Day in the Life" and vocals on "For the
Benefit of Mr. Kite."
Admittedly, Syd would probably have to be less into LSD for this to
have happened, but having a few less "friends" slip Syd something
in his tea would not be unlikely. The
Long Shot:
John and Syd change bands.
For this to happen, the "Pepper" sessions would have had to
been as disastrous as the "Get Back" ones were a few years later,
and Roger Waters more likely to dump Syd from Pink Floyd at this time then
he would have been a few years on, but again as later history would show
it's not unreasonable to make such a leap. In
addition to the above, in many ways the Beatles make very good characters
for writers in the AltHis genre not trying to do a straight Beatles story.
Because their every move was extensively documented, they serve as
good indicators at any age in their lives as to how different the world they
are used in is to ours.
And the use of historic personages as characters whose point of view
we follow in AltHis is a common literary trick in the genre, as seen in
Brian M. Thomsen's use of Samuel Clemens in "Bloodstained Ground"
to show how Custer's victory at Little Big Horn would have turned out years
later.
In fact, writers who may want to deal with changes whereby the
Beatles never became musicians at all would be justified in doing so if the
AltHis scenario so demanded it.
It's tempting to say that most such uses would show just how harsh a
world the writer imagined if the Fab Four never sang in it, but as anyone
who deals with AltHis knows, all things are possible... SUGGESTED
READINGS For
writers who are interested in this genre, a few books other than the ones
alluded to above are recommended: Dozois,
Gardner, and Stanley Schmidt (eds.), Roads Not Taken, New York: Del
Rey, 1998 A
collection of short stories that appeared before in other (better) AltHis
compilations, this book has the advantage of (a) still being in print, and
(b) being a sort of "best of" collection of AltHis stories.
Consider this recommendation as the equivalent of recommending the CD
1 to someone who's never heard of the Beatles; there's lots more good
stuff out there than just this, but it's a decent start. Hite,
Kenneth, Craig Neumeier and Michael S. Schiffer, GURPS Alternate Earths,
Austin: Steve Jackson Games, 1996; and Hite,
Neumeier and Schiffer, GURPS Alternate Earths 2, Austin: Steve
Jackson Games, 1999
While
both of these books were written as supplements to the Generic Universal
Role Playing System (GURPS) game, a casual reader can ignore references in
the books to game mechanics and appreciate these very detailed examples of
thorough examinations of alternate histories, serving as great examples as
to how to go about plotting out changes from a point of divergence.
In addition to examining such standard scenarios as the Nazis
conquering the world and the failure of the American Revolution, these books
also examine some little-considered situations, such as the Vikings sacking
Constantinople and Nikola Tesla marrying J. P. Morgan’s daughter. Cowley,
Robert (ed), What If?, New York: G. P. Putnam's Sons, 1999 Cowley
(ed), What If? 2, New York: G. P. Putnam’s Sons, 2001 Extrapolated
from an article that had originally appeared in Military History
Quarterly
Vol. 10, No. 3, these collections of essays by historians and writers
with an interest in history (most notably Caleb Carr) are a good examination
of AltHis scenarios by professionals, the equivalent of having physicists
and chemists writing SF about life on other worlds.
And as the historians chosen here are good writers, the work as a
whole is quite readable.
William H. McNeill’s examination in volume 2 of how history would
have changed had Pizarro not brought potatoes back to Europe is especially
recommended. Ferguson,
Niall (ed.), Virtual History, London: Picador, 1997 An
in-depth historical analysis of the process of composing counterfactual
history, this is very academic and a little dry, not really meant for the
general public.
However, Ferguson's long introduction makes some very good points
about the nature of counterfactual scenario building and its history as a
serious field of study, which for the devoted AltHis writer offers some
essential insights. |
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James Ryan has been on the verge of actually being recognized as a writer in the past; who knows, someday it may happen.... His work has appeared in such places as Dragon magazine, Lacunae, the Urbanite, the New York Times, and some of the better men's room walls across the state of New York. Until he gets the chance to follow the program for disenfranchised neurotic writers, he's doing the regular job and grad school schtick. His wife Susan and son Jamie just nod and smile when he starts to rant, which, all said, makes things that much easier. |
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